Your Organization.
Our Solutions.
Fiduciary Management & Oversight
Managing Your Plan the
Right Way
Your company retirement plan, and how you manage it, is increasingly falling under intense scrutiny—not only from participants, but from regulatory bodies responsible for protecting the participants’ interests.
As your trusted partner, we can share much of this financial responsibility with you, and implement a disciplined and streamlined process to wisely manage your fiduciary obligations.
Ongoing Assessment
Investment Selection
Documentation & Records
Fiduciary Review
We conduct a thorough evaluation of your plan to ensure compliance with ERISA, plan documents, and current legislation. We also examine plan fees and expenses to ensure that costs are reasonable and relative to the value and services provided.
Investment Policy Statement
Investment Selection
Continual Monitoring
Related Links:
DOL Investor Bulletin: Target Date Retirement Funds
Investment Expertise
The Catalyst to Working Towards Your Bright Financial Future
Investment Expertise
The Catalyst to Working Towards Your Bright Financial Future
Investment Policy Statement
Investment Selection
Continual Monitoring
Related Links:
DOL Investor Bulletin: Target Date Retirement Funds
Plan Design
Tailored to Suit You and
Those You Care For
- Employer Contribution Strategies
- Evaluation of Qualification and Eligibility Issues
- Compliance with Legislative Changes
- Support Services to Help Simplify Plan Administration
- Optimal Use of Safe Harbors, such as 404(c) and QDIA
- Comparative-Analysis Studies to Determine the Most Efficient Type of Plan to Adopt
- Cross-tested 401(k) Plans, Cash-Balance and Defined Benefit Plans
Plan Fee Disclosure
OUR CUSTOMIZED DISCLOSURE REPORTS INCLUDE:
404(c) Notice Preparation
DOL Fee Disclosure Grid
Ongoing Monitoring
ONCE YOUR PLAN IS IN PLACE, HERE’S WHAT YOU CAN EXPECT:
Ongoing Fee Update Reports
Guidance on Areas of Improvement
Vendor Search
Vendor Search
Plan Fee Disclosure
OUR CUSTOMIZED DISCLOSURE REPORTS INCLUDE:
404(c) Notice Preparation
DOL Fee Disclosure Grid
Ongoing Monitoring
ONCE YOUR PLAN IS IN PLACE, HERE’S WHAT YOU CAN EXPECT:
Ongoing Fee Update Reports
Guidance on Areas of Improvement
Participant Services
Preserving Your Participants Financial Goals
Participant Education
WE WORK WITH YOUR PARTICIPANTS TO:
Determine their unique investment objectives, tolerance for risk, and time horizon
Recommend an asset allocation model suited to their personal needs and goals, based on the investment alternatives available under your plan
Custom Communication Programs
OFFERING A SPECIALIZED APPROACH TO COMMUNICATION, WE CAN EFFECTIVELY:
Deliver presentations on broader financial planning topics
Conduct educational meetings in either group or individual settings