Our Back Office Support

Commonwealth Financial Network®

We are proud to partner with Commonwealth Financial Network®, a Registered Investment Adviser–broker/dealer that helps independent advisors like us serve their clients. Commonwealth is the largest independently owned broker-dealer in the United States.

Independent, Just Like Us

Commonwealth is independently owned and managed, allowing the firm to act in the best interests of its financial advisors and their clients—not shareholders. Our partnership with Commonwealth supports our commitment to act on behalf of you, with no proprietary products or strategies to promote.

How Commonwealth Helps Us Help You

J.D. Power ranks Commonwealth “#1 in Independent Advisor Satisfaction Among Financial Investment Firms, Eight Times in a Row.” 1 But it’s what that achievement means for our clients on a daily basis that makes the difference.

Commonwealth offers the scale, stability, and resources that help us deliver the solutions you need. It’s that infrastructure—and the always expanding wealth of resources it provides—that makes it easier for our firm to provide you with the best possible guidance and the prompt, personal service you expect and deserve

Oversight.

Trust is critical, but verification of that trust is equally as important. Commonwealth independently provides compliance oversight of the work our financial advisors do on behalf of investors.

Service.

The firm’s advisor-to-staff ratio is one of the best in the industry. A deep bench of subject experts and support members offer our firm the same highly personalized treatment we strive to give you.

Technology.

Commonwealth’s technology platform is a critical component in our ability to keep you on track to your financial goals. Its integrated web-based systems allow us to more efficiently manage your portfolio and your overall financial life.

Security.

Commonwealth is committed to safeguarding your privacy and ensuring that your personal data remains secure. From encryption standards to disaster recovery plans, we are confident that the information our clients entrust us with will remain secure.

REGULATORS

(FNRA, SEC, state securities divisions)

COMMONWEALTH FINANCIAL NETWORK®

(independent broker/dealer – RIA; processes investment business of affiliated advisors)

GOLDFINCH WEALTH MANAGEMENT

YOU

NATIONAL FINANCIAL SERVICES LLC (NFS)

Fidelity Clearing & Custody SolutionsSM (FCCS) provides clearing, custody, and other brokerage services to Commonwealth through NFS 2

REGULATORS

(FNRA, SEC, state securities divisions)

"

COMMONWEALTH FINANCIAL NETWORK®

(independent broker/dealer – RIA; processes investment business of affiliated advisors)


NATIONAL FINANCIAL SERVICES LLC (NFS)

Fidelity Clearing & Custody SolutionsSM (FCCS) provides clearing, custody, and other brokerage services to Commonwealth through NFS 2

"

GOLDFINCH WEALTH MANAGEMENT

"

YOU

Like to Know More?

We’d be glad to talk with you further or answer any questions you have about our affiliation with Commonwealth.

1 Commonwealth Financial Network® received the highest score in the independent advisor segment of the J.D. Power 2010, 2012, 2013, 2014, 2018, 2019, 2020, and 2021 Financial Advisor Satisfaction Studies of customers’ satisfaction among financial advisors. Visit jdpower.com/awards.

2 Fidelity Clearing & Custody SolutionsSM (FCCS) is an independent company, unaffiliated with Commonwealth. FCCS is a service provider to Commonwealth and provides clearing, custody, and other brokerage services to Commonwealth through National Financial Services LLC (NFS), member NYSE, SIPC. 812041.1.0